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Net capital rule
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431	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]November 12, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effective Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-13 08:59:56 Investment Broker-dealer Chicago Board Options Exchange Order Futures contract Securities Exchange Act Short Option Net capital rule Financial economics Financial markets Finance
432	Record of Proceedings of the 2007 Government-Business Forum on Small Business Capital Formation, Monday, September 24, 2007 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-12 16:38:09 Auditing Financial regulation United States securities law Business Economy of the United States Naked short selling Net capital rule Corporate crime U.S. Securities and Exchange Commission Christopher Cox
433	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 10, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-09 19:30:44 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial economics
434	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 5, 2013 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-03 09:08:58 Finance Financial system 73rd United States Congress Financial services Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Securities and Exchange Commission Net capital rule United States securities law Financial economics United States Securities and Exchange Commission
435	Microsoft Word - re_company_change_20130808.doc Add to Reading List Source URL: realestate.utah.gov Language: English - Date: 2013-09-16 18:28:56 Financial services Net capital rule Broker Occupations Property management
436	Microsoft Word - Administrative Release 12_k_ #3.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-05-12 08:16:42 73rd United States Congress Financial economics Finance Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
437	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 15, 2013 SEC SUSPENDS TRADING IN SECURITIES OF REDFIN NETWORK, INC. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-14 19:32:37 Financial regulation Securities Exchange Act Government U.S. Securities and Exchange Commission Securities and Exchange Commission United States Form 144 Net capital rule United States securities law United States Securities and Exchange Commission 73rd United States Congress
438	102 E F R O N T STREET MONROE. MICHIGAN[removed]TELEPHONE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-09-09 16:04:56 Finance Financial services Broker-dealer Fixed income market Fiduciary Federal Reserve System Bank U.S. Securities and Exchange Commission Net capital rule Law Financial markets Financial economics
439	P.O. Box 1958, One North Main Street Kilmarnock, VA[removed]September 1, 2004 Jonathan G. Katz, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-09-02 09:58:36 Financial services Financial markets Collective investment schemes Short Security Broker-dealer U.S. Securities and Exchange Commission Mutual fund Net capital rule Financial economics Investment Finance
440	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 12, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of tradin Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-12 06:14:49 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation

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